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发布时间:2024-01-27 18:33:18

[单项选择]According to the Practice of Handbook, when an inquiry into a member's professional conduct is initiated, which of the following most likely initially conducts the investigation that may include requesting a written explanation form the member or candidate
A. The CFA Institute Designated Officer.
B. The Disciplinary Review Committee.
C. The CFA Institute Professional Conduct staff.

更多"According to the Practice of Handbo"的相关试题:

[单项选择]According to the Standards of Practice Handbook, members must make a reasonable inquiry into a client’s financial situation, and must do all of the following EXCEPT:()
A. consider the suitability of investment recommendations for the client.
B. distinguish between fact and opinion when making recommendations.
C. update information on the client’ s situation at least semi-annually.
[单项选择]According to the Standards of Practice Handbook, which of the following is most directly responsible for enforcement of the Code of Ethics and Professional Conduct Standards()
A. CFA Institute Disciplinary Review Committee.
B. CFA Institute member volunteers affiliated with disciplinary Review Committee.
C. CFA Institute Designated Officer.
[单项选择]The Standards of Practice Handbook is least likely to require a member of member’s firm to disclose which of the following to clients and prospective clients()
A. Underwriting relationships.
B. Market-making activities.
C. Obligation to abide by CFA Institute Code of Ethics and Standards of Professional Conduct.
[单项选择]According the experts, when headset sound reaches 110 decibcls, it can be used at most for ______.
A) one hour C) two hours
B) half an hour D) three hours


A. According the experts, when headset sound reaches 110 decibcls, it can be used at most for ______.
B. one hour
C. half an hour
D. two hours
E. three hours
[简答题]According to our practice, goods sold at CFR prices should be effected insurance by the buyers.
[单项选择]According to Grice, when people make your contribution as informative as is required, he achieves the maxim of______.
A. quality
B. quantity
C. relevance
D. manner
[单项选择]According to the passage, when successful language learners meet some new words, they usually ______.
A. pay no attention to them B. look them up in the dictionary at once
C. ask their teachers D. try to guess their meaning
[单项选择]According to the passage, when are children first expected to study hard
A. Before 6 years of age.
B. Between 6 and 10.
C. After 10 years of age.
D. After 12 years of age.
[单项选择]According to INCOTERMS 2010, when the seller pays for all charges up to an including the loading of a consignment on board the carrying vessel, the term is ( ).
A. DDP
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C. FOB
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[单项选择]According to the interviewee, when an employee joins a union he becomes
A. more independent.
B. his own bargaining agent.
C. less independent.
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[单项选择]According to one theory, when the glaciers disappeared, birds ______.
A. stopped migrating
B. continued migrating
C. stayed in the north
D. migrated south and stayed there
[单项选择]

Questions 1-4

According to the conversation, when will the man see the woman again?()
A. Sometime later next Sunday.
B. Next Sunday as usual in the man’s home.
C. Before the football stadium opens next Saturday.
D. During the football match next Saturday.
[单项选择]According to INCOTERMS 2000, when the seller is responsible for the arrival of the goods at the agreed place or point of destination, the corresponding trade terms are following except ( ).
A. DDU
B. DDP
C. CFR
D. DEQ
[单项选择]According to the author, when young families are isolated, ______.


A. old people can easily accept the change
B. people can move from place to place
C. individuals can hardly become innovative
D. economy develops at high speed
[单项选择]According to the passage, when stamps were used the postage would be ______ that in the early 19th century.


A. higher than
B. lower than
C. the same as

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