更多"In relation to s.270 of the Securit"的相关试题:
[简答题]In relation to s.270 of the Securities and Futures Ordinance (Cap 571):
(b) Explain the meaning of relevant information. (3 marks)
[简答题]In relation to the Securities Law of China, state the statutory conditions to be met to list the stocks of a joint stock company and the relevant organisation that may adopt stricter conditions for such listing. (10 marks)
[简答题]In relation to the Securities Law of China:
(c) State the various restrictions on the purchaser when he commences procedures for taking over a listed company by offer. (4 marks)
[简答题]In relation to the Securities Law of China:
(b) State the report requirements for a purchaser who intends to take over a listed company by offer. (3 marks)
[简答题]In relation to the Securities Law of China:
(a) Explain takeover of a listed company by offer. (3 marks)
[简答题]
In relation to the Securities Law of China:
(b) state the legal liabilities of an issuer, a listed stock company and the relevant personnel for failing to disclose information, or disclosing false, misleading or omitted information. (6 marks)
[简答题]
In relation to the Securities Law of China:
(a) state, and explain the duties of, the relevant personnel of a listed stock company who are responsible for the disclosure of information in the company’s regular reports; (4 marks)
[多项选择]In relation to the Securities Law of China:(c) state the various legal liabilities of a sponsor, in providing professional services, for his wrong doings or failure to perform his functions. (6 marks)
[多项选择]In relation to the Securities Law of China:(b) state the objective of the legislation to set up the system of sponsorship in underwriting securities; (2 marks)
[多项选择]In relation to the Securities Law of China:(a) explain the term sponsor in underwriting securities; (2 marks)
[简答题]
In relation to the Securities Law of China:
(d) explain the situation in which the underwriting with best efforts shall be deemed as a failure, and explain the statutory obligations of the issuer. (4 marks)
[简答题]
In relation to the Securities Law of China:
(c) state the time limit and a specifi c obligation regarding securities for a securities company to underwrite securities by way of underwriting with best efforts; (2 marks)
[简答题]
In relation to the Securities Law of China:
(b) explain the term underwriting with fi rm commitment for an initial public offer of securities; (2 marks)
[简答题]
In relation to the Securities Law of China:
(a) explain the term underwriting with best efforts for an initial public offer of securities; (2 marks)
[简答题]securities margin trading
[简答题]可转换证券(convertible securities)
[单项选择]The National Association of Securities Dealers is investigating whether some brokerage houses are inappropriately pushing individuals to borrow large sums on their houses to invest in the stock market. Can we persuade the association to investigate would-be privatizers of Social Security For it is now apparent that the Bush administration’s privatization proposal will amount to the same thing, borrow trillions, put the money in the stock market and hope.
Privatization would begin by diverting payroll taxes, which pay for current Social Security benefits, into personal investment accounts. The government would have to borrow to make up the shortfall. This would sharply increase the government’s debt. "Never mind," privatization advocates say, "in the long run, people would make so much on personal accounts that the government could save money by cutting retirees’ benefits."
Even so, if personal investment accounts were invested in Treasury bonds, this whole process would
A. impartial
B. suspicious
C. neutral
D. approval
