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发布时间:2023-10-06 00:35:28

[单项选择]Which of the following statements about the maintenance margin requirement is FALSE( )
A. The purpose of the maintenance margin requirement is to protect the broker in the event of a large stock decline.
B. The Federal Reserve sets the maximum maintenance margin.
C. Generally the maintenance margin requirement is lower than the initial margin requirement.

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[单项选择]Which of the following statements is CORRECT about the present U.S. housing market

Which of the following statements is CORRECT about the present U.S. housing market
A.There are fewer obstacles for its recovery. B.New homes sell better than used ones.
C.It began to recover in the previous year. D.The sales of houses are rising modestly.
A. There are fewer obstacles for its recovery.
B. New homes sell better than used ones.
C. It began to recover in the previous year.
D. The sales of houses are rising modestly.
[单项选择]Which of the following statements about securities exchanges is FALSE()
A. A stock with a relatively large market volume is most likely to trade in the continuous market.
B. A call market is an open-outcry market where bids are called out in a trading pit.
C. The price in continuous markets is set by either the auction process or by dealer bid-ask quotes.
[单项选择]Which of the following statements about systematic and unsystematic risk is FALSE( )
A. As an investor increases the number of stocks in a portfolio, the systematic risk will remain constant.
B. Total risk equals market risk plus firm-specific risk.
C. The unsystematic risk for a specific firm is similar to the unsystematic risk for other firms in the same industry.
[单项选择]Which of the following statements about financial reporting standards is least accurate Reporting standards :()
A. narrow the range within which management estimates can be seen as reasonable.
B. make financial statements comparable to one another.
C. are disclosed on Form 8 -K by publicly traded firms in the United States.
[单项选择]Which of the following statements about hypothesis testing is FALSE()
A. The null hypothesis is a statement about the value of a population parameter.
B. A Type Ⅱ error is failing to reject a false null hypothesis.
C. If the alternative hypothesis is Ha: μ>μ0, a two - tailed test is appropriate.
[单项选择]Which of the following statements about portfolio risk and diversification is least accurate()
A. Unsystematic risk can be substantially reduced by diversification.
B. Systematic risk can be eliminated by holding securities in a well-diversified international stock portfolio.
C. Diversification results from combining securities that have less than perfect positive correlation between their returns to reduce portfolio risk.
[单项选择]Which of the following statements about achieving proper timing in fiscal policy is FALSE()
A. Improvements in quantitative methods have made the occurrence of recessions or expansions quite predictable.
B. There is usually a time lag between when a change in policy is needed and when the need is recognized by policy makers.
C. The time required to change tax laws and government expenditure programs can be lengthy.
[单项选择]Which of the following statements is CORRECT

Which of the following statements is CORRECT
A.The new Egyptian Cabinet will swear in. B.Protesters will be more serious about reforms.
C.A caretaker government will be set up. D.People planned to have parliamentary elections.
A. The new Egyptian Cabinet will swear in.
B. Protesters will be more serious about reforms.
C. A caretaker government will be set up.
D. People planned to have parliamentary elections.
[单项选择]Which of the following statements is true about his friend
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B. His friend collects a lot of things to write.
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D. His friend is doing research to write a paper.
[单项选择]Which of the following statements is TRUE about the speaker()
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B. He has been in America for three years.
C. He visited America three years ago.
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Which of the following statements is TRUE about Miss Green’s university days
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B. She felt lonely.
C. She cherished them.
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[单项选择] Which of the following statements about the symbols is INCORRECT
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B. Both are used regardless of religious significance.
C. The red cross was the organization’’s original symbol.
D. The red crescent was later adopted for use in certain regions.
[单项选择]Which of the following statements about Robert is INCORRECT()from next week.
A. He is interested in acting.
B. He is taking some difficult courses.
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D. He will participate in the rehearsal
[单项选择]Which of the following statements about Standard Ⅳ (C), Responsibilities of Supervisors, is FALSE CFA Institute members with supervisory authority:()
A. are expected to bring an inadequate compliance system to the attention of the firm’s senior managers and recommend corrective action.
B. are expected to have in - depth knowledge of the Code and Standards and to apply this knowledge in discharging their supervisory responsibilities.
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[单项选择]Which of the following statements about a currency swap is least accurate( )
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[单项选择]Which of the following statements about notional principal in plain vanilla interest rate swaps is least accurate Notional principal:( )
A. is not exchanged by the counterparties. 
B. is determined by the counterparties. 
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[单项选择]Which of the following statements about closing a futures position is least accurate( )
A. Few futures positions are settled by delivery of cash or assets. 
B. Except for exchange for physicals (EFP) transactions, futures contracts must be closed on the exchange floor. 
C. Closing a position through delivery refers exclusively to the physical delivery of goods.

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