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发布时间:2024-05-12 22:57:49

[单选题] Which of the following statements about trading operations in an organized exchange is correct?
A. Floor traders all deal in a wide variety of stocks.
B. In most trades, specialists match buy and sell orders.
C. In most trades, specialists buy for or sell from their own inventories.
D. The SuperDOT system is used to expedite large trades of over 100,000 shares.

更多"[单选题] Which of the following statem"的相关试题:

[单选题] Which of the following statements about the money markets are true?
A. Most money market securities do not pay interest. Instead, the investor pays less for the security than it will be worth when it matures.
B. Pension funds invest a portion of their assets in the money market to have sufficient liquidity to meet their obligations.
C. Unlike most participants in the money market, the U.S. Treasury Department is always a demander of money market funds and never a supplier.
D. All of the above are true.
E. Only A and B of the above are true.
[单选题] Which of the following statements about financial markets and securities are true?
A. Few common stocks are traded over-the-counter, although the over-the-counter markets have grown in recent years.
B. A corporation acquires new funds only when its securities are sold in the primary market.
C. Capital market securities are usually more widely traded than longer-term securities and so tend to be more liquid.
D. All of the above are true.
E. Only A and B of the above are true.
[单选题] Which of the following statements about private placements are true?
A. Private placements are more common for the sale of bonds than for stocks.
B. Investment bankers, though not required for a private placement, often facilitate the transaction.
C. Investment bankers help the issuing firm file the paperwork required by the SEC.
D. All of the above are true.
E. Only A and B of the above are true.
[单选题] Which of the following statements about money market securities are true?
A. The interest rates on all money market instruments move very closely together over time.
B. The secondary market for Treasury bills is extensive and well developed.
C. There is no well-developed secondary market for commercial paper.
D. All of the above are true.
E. Only A and B of the above are true.
[单选题] Which of the following statements about venture capital funding is not correct?
A. Exiting an investment can occur through an initial public offering or by merger or acquisition.
B. Venture capital investing is highly risky.
C. Venture capital firms may focus on a limited geographic area or on specific industries to facilitate monitoring their investments.
D. Firms hope to exit a start-up firm in 3-5 years.
[单选题] Which of the following statements about Treasury inflation-indexed bonds is not true?
A. The principal amount used to compute the interest payment varies with the consumer price index.
B. The interest payment rises when inflation occurs.
C. The interest rate rises when inflation occurs.
D. At maturity, the securities pay the greater of face value or inflation-adjusted principal.
[单选题] Which of the following statements about cash management accounts (CMAs. are true?
A. The cash management account was developed in 1977 by Merrill Lynch.
B. The advantage of brokerage-based cash management accounts is that they make it easier to buy and sell securities.
C. As a result of CMAs, the distinction between banking activities and the activities of nonbank financial institutions has become more clearly defined.
D. All of the above are true.
E. Only A and B of the above are true.
[多选题]Which statements about internationally wrongful act of a state are correct?
A. Every internationally wrongful act of a state entails the international responsibility of that state.
B. A wrongful act is a conduct consisting of an action or omission which is attributable to the state under international law.
C. A wrongful act is a conduct consisting of a breach of international law obligation of the state.
D. Only the wrongful acts of an international person against another are under the supervision and within the jurisdiction of international law.
[多选题]Which statements about territorial sovereignty as following are correct?
A. Territorial sovereignty has a positive and negative aspect.
B. The positive aspect of territorial sovereignty relates to the exclusivity of the competence of the state regarding its own territory.
C. The negative aspect of territorial sovereignty refers to the obligation to protect the rights of other states.
D. Sovereignty in relation to a portion of the surface of the globe is the legal condition necessary for the inclusion of such portion in the territory of any particular state.
[多选题]Which statements about regional organizations are correct?
A. They are established by geographically and ideologically related states.
B. They are established by the General Assembly or the Security Council.
C. They differ from universal organization in terms of scale, power and capacity.
D. They differ from universal organization in terms of function and legal personality.
[多选题]Which statements about diplomatic protection are correct?
A. A state is not to pursue claims beyond the limit of protection for its own nationals and such diplomatic protection must not be exercised as intervention in the internal affairs of other states.
B. It’s the link of nationality between the state and the individuals which alone confers upon the state the right of diplomatic protection.
C. A state is not to provide diplomatic protection for the individual with dual nationality.
D. Where there existed a genuine link between the claimant state and its national could the right of diplomatic protection arise.
[多选题]Which statements about territorial jurisdiction as following are correct?
A. State officials cannot carry out their functions unless such action on foreign territory is consented by the host state.
B. The municipal courts of a state are capable of trying cases in which foreign factors are involved.
C. On certain occasions states may exercise jurisdiction outside their territory.
D. Certain persons, property and situations are immune from the territorial jurisdiction.
[多选题]Which statements about territorial integrity are correct?
A. The territorial integrity of states may be one of the most fundamental notions in international protection of sovereign rights of states.
B. The principle of territorial integrity has been laid down in a series of international conventions.
C. The territorial integrity of a sovereign state is to be respected by any other states.
D. International servitude violates the principle of territorial integrity.
[多选题]Which statements about the passive personality principle of criminal jurisdiction are correct?
A. A state may claim jurisdiction over an offense that is committed by non-national outside its territory and have affected or will affect its nationals.
B. A state may claim jurisdiction over an offense that is committed abroad and have affected or will affect its security and national interests.
C. A state may punish non-nationals for crimes committed against its nationals outside its territory.
D. The passive personality principle can also be replaced by the protective and the universality principles.

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