更多"[单选题] An instruction to a securitie"的相关试题:
[单选题] An instruction to a securities agent to purchase a stock as long as its price does not exceed a specified level is a ________.
A. short sell
B. market order
C. limit order
D. stop loss order
[单选题] An instruction to a securities agent to sell a stock when it reaches a specific price is a ________.
A. short sell
B. market order
C. limit order
D. stop loss order
[单选题] Securities dealers
A. sell securities out of their inventories to customers who want to buy.
B. buy securities, which they add to their inventories, from customers who want to sell.
C. are largely responsible for the health and growth of small businesses in the United States.
D. do all of the above.
E. do only A and B of the above.
[单选题] Commercial paper securities
A. are issued only by the largest and most creditworthy corporations, as they are unsecured.
B. carry an interest rate that varies according to the firm's level of risk.
C. never have a term to maturity that exceeds 270 days.
D. all of the above.
E. only A and B of the above.
[单选题] Mortgage-backed securities
A. have been growing in popularity in recent years as institutional investors look for attractive investment opportunities.
B. are securities collateralized by a pool of mortgages.
C. are securities collateralized by both insured and uninsured mortgages.
D. are all of the above.
E. are only A and B of the above.
[单选题] Government securities dealers frequently engage in repos to
A. manage liquidity.
B. take advantage of anticipated changes in interest rates.
C. lend or borrow for a day or two with what is essentially a collateralized loan.
D. do all of the above.
E. do only A and B of the above.
[简答题] Commercial paper securities are unsecured promissory notes, issued by corporations, that mature in no more than 270 days.
[简答题] The Securities and Exchange Commission requires firms to submit various documents to increase the flow of information to investors but does not verify the accuracy of that information.
[简答题] Money market securities include Treasury bills, commercial paper, federal funds, repurchase agreements, negotiable certificates of deposit, banker's acceptances, and Eurodollars.
[单选题] The registration statement the securities underwriter files with the SEC contains information about
A. the firm's financial condition, management, competition, industry, and experience.
B. how the funds will be used.
C. management's assessment of the risk of the securities.
D. all of the above.
E. only A and B of the above.
[简答题] Mortgage-backed securities have declined in popularity in recent years as institutional investors have sought higher returns in other markets.
[单选题] Compared to money market securities, capital market securities have
A. more liquidity.
B. longer maturities.
C. lower yields.
D. less risk.
[简答题] Capital market securities are less liquid and have longer maturities than money market securities.
[单选题] Unlike most money market securities, commercial paper
A. is not generally traded in a secondary market.
B. usually has a term to maturity that is longer than a year.
C. is not popular with most money market investors because of the high default risk.
D. all of the above.
E. only A and B of the above.
[简答题] Corporations that issue new securities to raise capital now conduct more of this business in financial markets in Europe and Asia than in the U.S.
[单选题] Which of the following are securities?
A. A certificate of deposit
B. A share of Texaco common stock
C. A Treasury bill
D. All of the above
E. Only A and B of the above
[简答题] Mortgage-backed securities are marketable securities collateralized by a pool of mortgages.
[单选题] Money market securities have all the following characteristics except they are not
A. short term.
B. money.
C. low risk.
D. very liquid.
