更多"Neil Barton, CFA, and Nancy Roberts"的相关试题:
[单项选择]Neil Barton, CFA, and Nancy Roberts, CFA, began a joint research report on Stamp Corporation. Nancy spent several days visiting Stamp’s corporate headquarters and meeting with all company officers. Prior to the completion of the report, Nancy was reassigned to another project. Neil utilized his and Nancy’s research to write the report. According to the CFA Institute Standards of practice Handbook, did Nell Violate any CFA Institute Standards of Professional Conduct（）
A. No.
B. Yes, with respect to misrepresentation.
C. Yes, with respect to independence and objectivity.
[单项选择]
Wesley Whitcomb, CFA, participated as a CFA examination grader in 2012. Prior to participating in grading CFA examinations, Whitcomb was required to sign a CFA Institute Grader Agreement drafted by CFA Institute stating that graders are not to reveal or discuss the exam materials with anyone except CFA Institute staff and other graders. Several weeks after the conclusion of the CFA exam grading, Whitcomb returns to his office and is having dinner with several colleagues some of who are the Level Ⅲ candidates in the CFA Program. One of the candidates mentions that he is very disappointed about his examination this time and afraid of failing for the exam because he unintentionally made a calculation mistake when answering the first essay question of investment policy statement. Whitcomb responds by telling the candidate that he was a grader for the 2012 examination and that it would be unfortunate if the candidate did give wrong answer to that question because most candidates scored
A. A
B. B
C. C
[单项选择]Why is Nancy worded
A. She is worded about her husband’s illness.
B. She is worded about roof of the house.
C. She is worded that she has spent too much money.
[单项选择]
(I: Interviewer N: Nancy)
I: Hello, Nancy, I know you are one of a few women taxi drivers in the city now, and you drive for a living. What made you want to be a common taxi driver in the first place
N: (1) I took pride in driving well, even when I was young for I have to wait until I have a car to learn to drive. When I finally learned, it was something I really enjoyed and still enjoy. I remember how smart those taxi drivers have seemed driving so well, and dressed so neatly in their uniforms. I thought I’d like to do that myself.
I: You really enjoy driving, I see. And how long have you been a taxi driver
N: Eh, altogether 12 years.
I: Mm, it’s been quite some time already, hasn’t it
N: Yeah.
I: (2) Then, what did you find the most difficult about becoming a taxi driver
N: (2) I can still remember when I was first learning to drive. It was scary I didn’t know yet how to jud
A. she had a car of her own
B. she had great abilities to drive
C. drivers’ uniforms appealed to her
D. it was her childhood dream
[多项选择]获得CFA证书需要通过三级考试，其中，CFA一级要求( )。
A. 掌握财务分析
B. 掌握宏观/微观经济学
C. 掌握数理统计的基本理论
D. 运用所学到的金融理论，比较并推荐最合理的投资工具
[单项选择]Nancy became a taxi driver because
A. she owned a car
B. she drove well
C. she liked drivers’ uniforms
D. it was her childhood dream
[单项选择]
Why is Nancy outside（）
A. Swimming .
B. Taking a bath.
C. Sunbathing.
D. Watching the sun.
[单项选择]What did Nancy buy（）
A. A recorder.
B. A heater.
C. A computer.
D. A motorbike.
[多项选择]获得CFA证书需要通过三级考试，其中，CFA一级要求掌握( )。
A. 财务分析
B. 宏渺微观经济学
C. 数理统计的基本理论
D. 运用所学到的金融理论，比较并推荐最合理的投资工具
[单项选择]Nancy: Are you doing anything tonight
A. Nancy: Well, how about tomorrow Maybe we could go to a movie.Anne: Hey, that sounds like a great idea! No. I have nothing to do tonight.
B. Sorry, I’m afraid I’m busy tonight.
C. What idea have you got
D. I’m going to my sister’s and won’t be back till the day after tomorrow.
[单项选择]During 2004 Nancy Arnold received an undergraduate business degree with a management major and completed all requirements for the CFA designation imposed by CFA Institute. She is applying for employment at several brokerage firms. Her resume states, "I was awarded the CFA degree in 2004 by CFA Institute." Her resume also states that she graduated "with honors" and majored in finance. Her grade point average was 3.48 but "with honors" requires a 3.50 grade point average. Which of the following statements about Standard Ⅶ (B), Reference to CFA Institute, the CFA Designation, and the CFA Program, and Standard Ⅰ(C) , Misrepresentation, is TRUE Arnold:（）
A. did not violate either Standard Ⅶ (B) or Standard Ⅰ (C).
B. violated Standard Ⅰ(C) but she did not violate Standard Ⅶ (B).
C. violated both Standard Ⅶ (B) and Standard Ⅰ (C).
[单项选择]Has Nancy stopped smoking now（ ）.
A. Yes.
B. No.
C. Not certain.
[单项选择]Passage Two
Nancy Bright and her husband john had been working overtime and saving for a long time so that they could pay the advance for Nancy’s dream house. Today was the day that they had enough money in hand to make a down payment on the house, But the real estate (房地产）agent informed them that she had received another offer for the house. Although the other offer was slightly less than that of Nancy and john’s, that person with the new offer was willing to pay the whole amount at once. The owner, in urgent need of money, wanted to accept the second offer.
Nancy and john looked at each other with disappointed looks. They walked back home feeling very low about having lost the house. Soon they recovered and involved themselves into their daily lives, though once in a while Nancy would sink into a mild depression over losing the house.
One day Nancy woke up in the morning feeling even lower than usual. She kept feeling sick, even lost interest in her routine coffee. She
A. It would be on sale again
B. It would be pulled down
C. It had been redecorated.
D. It had been emptied
