更多"Neil Barton, CFA, and Nancy Roberts"的相关试题:
[单项选择]Neil Barton, CFA, and Nancy Roberts, CFA, began a joint research report on Stamp Corporation. Nancy spent several days visiting Stamp’s corporate headquarters and meeting with all company officers. Prior to the completion of the report, Nancy was reassigned to another project. Nell utilized his and Nancy’s research to write the report. According to the CFA Institute Standards of practice Handbook, did Nell violate any CFA Institute Standards of Professional Conduct（）
A. No.
B. Yes, with respect to misrepresentation.
C. Yes, with respect to independence and objectivity.
[单项选择]What does Nancy like
A. French fries.
B. Ice cream.
C. Hamburger.
[单项选择]Why is Nancy worded
A. She is worded about her husband’s illness.
B. She is worded about roof of the house.
C. She is worded that she has spent too much money.
[单项选择]
(I: Interviewer N: Nancy)
I: Hello, Nancy, I know you are one of a few women taxi drivers in the city now, and you drive for a living. What made you want to be a common taxi driver in the first place
N: (1) I took pride in driving well, even when I was young for I have to wait until I have a car to learn to drive. When I finally learned, it was something I really enjoyed and still enjoy. I remember how smart those taxi drivers have seemed driving so well, and dressed so neatly in their uniforms. I thought I’d like to do that myself.
I: You really enjoy driving, I see. And how long have you been a taxi driver
N: Eh, altogether 12 years.
I: Mm, it’s been quite some time already, hasn’t it
N: Yeah.
I: (2) Then, what did you find the most difficult about becoming a taxi driver
N: (2) I can still remember when I was first learning to drive. It was scary I didn’t know yet how to jud
A. she had a car of her own
B. she had great abilities to drive
C. drivers’ uniforms appealed to her
D. it was her childhood dream
[单项选择]Why was Nancy late （）
A. She got up late than usual.
B. She forgot her class.
C. Her clock was half an hour slow.
D. The bus was late.
[单项选择]Nancy became a taxi driver because
A. she owned a car
B. she drove well
C. she liked drivers’ uniforms
D. it was her childhood dream
[单项选择]
Why is Nancy outside（）
A. Swimming .
B. Taking a bath.
C. Sunbathing.
D. Watching the sun.
[单项选择]What did Nancy buy（）
A. A recorder.
B. A heater.
C. A computer.
D. A motorbike.
[单项选择]What kind of people does Nancy meet
A. Rather difficult to please.
B. Rude to women drivers.
C. Talkative and generous with tips.
D. Different in personality.
[单项选择]Nancy: Are you doing anything tonight
A. Nancy: Well, how about tomorrow Maybe we could go to a movie.Anne: Hey, that sounds like a great idea! No. I have nothing to do tonight.
B. Sorry, I’m afraid I’m busy tonight.
C. What idea have you got
D. I’m going to my sister’s and won’t be back till the day after tomorrow.
[单项选择]During 2004 Nancy Arnold received an undergraduate business degree with a management major and completed all requirements for the CFA designation imposed by CFA Institute. She is applying for employment at several brokerage firms. Her resume states, "I was awarded the CFA degree in 2004 by CFA Institute." Her resume also states that she graduated "with honors" and majored in finance. Her grade point average was 3.48 but "with honors" requires a 3.50 grade point average. Which of the following statements about Standard Ⅶ (B), Reference to CFA Institute, the CFA Designation, and the CFA Program, and Standard Ⅰ(C) , Misrepresentation, is TRUE Arnold:（）
A. did not violate either Standard Ⅶ (B) or Standard Ⅰ (C).
B. violated Standard Ⅰ(C) but she did not violate Standard Ⅶ (B).
C. violated both Standard Ⅶ (B) and Standard Ⅰ (C).
[多项选择]获得CFA证书需要通过三级考试，其中，CFA一级要求掌握______。
A. 财务分析
B. 宏观/微观经济学
C. 定量分析的基本理论
D. 运用所学到的金融理论，比较并推荐最合理的投资工具
