更多"[简答题] Mutual funds are regulated un"的相关试题:
[单选题] The Federal Reserve can influence the federal funds interest rate by buying securities, which ________ reserves, thereby ________ the federal funds rate.
A. adds; raising
B. removes; lowering
C. adds; lowering
D. removes; raising
[单选题] Federal funds
A. are short-term funds transferred between financial institutions, usually for a period of one day.
B. actually have nothing to do with the federal government.
C. provide banks with an immediate infusion of reserves.
D. are all of the above.
E. are only A and B of the above.
[单选题] Mutual funds
A. pool the resources of many small investors by selling these investors shares and using the proceeds to buy securities.
B. allow small investors to obtain the benefits of lower transaction costs in purchasing securities.
C. provide small investors a diversified portfolio that reduces risk.
D. do all of the above.
E. do only A and B of the above.
[单选题] Hedge funds are
A. low risk because they are market-neutral.
B. low risk if they buy Treasury bonds.
C. low risk because they hedge their investments.
D. high risk because they are market-neutral.
E. high risk, even though they may be market-neutral.
[单选题] Federal funds are
A. usually overnight investments.
B. borrowed by banks that have a deficit of reserves.
C. lent by banks that have an excess of reserves.
D. all of the above.
E. only A and B of the above.
[单选题] Capital appreciation funds select stocks of ________ and tend to be ________ risky than total return funds.
A. large, established companies that pay dividends regularly; more
B. large, established companies that pay dividends regularly; less
C. companies expected to grow rapidly; more
D. companies expected to grow rapidly; less
[单选题] Markets in which funds are transferred from those who have excess funds available to those who have a shortage of available funds are called
A. commodity markets.
B. funds markets.
C. derivative exchange markets.
D. financial markets.
[单选题] Conflicts arise in the mutual funds industry because ________ cannot effectively monitor ________.
A. investment advisers; directors
B. directors; shareholders
C. shareholders; investment advisers
D. investment advisers; stocks that will outperform the overall market
[单选题] When investors switch between funds within the same fund family, mutual funds may charge
A. a contingent deferred sales charge.
B. a redemption fee.
C. an exchange fee.
D. 12b-1 fees.
E. an account maintenance fee.
[简答题] Hedge funds have a minimum investment requirement of between $100,000 and $20 million, with the typical minimum investment being $1 million.
[简答题] Money market mutual funds originated when the brokerage firm Merrill Lynch offered its customers an account from which funds could be taken to purchase securities and into which funds could be deposited when securities were sold.
[单选题] A corporation acquires new funds only when its securities are sold in the
A. secondary market by an investment bank.
B. primary market by an investment bank.
C. secondary market by a stock exchange broker.
D. secondary market by a commercial bank.
[单选题] The Fed can lower the federal funds interest rate by ________ securities, thereby ________ reserves.
A. selling; adding
B. selling; lowering
C. buying; adding
D. buying; lowering
[简答题] The Fed can influence the federal funds rate by adjusting the level of reserves in the banking system.
[单选题] Finance companies raise funds in the money market by selling
A. commercial paper.
B. federal funds.
C. negotiable certificates of deposit.
D. Eurodollars.
[单选题] The advantage of mutual funds is that they
A. require no cash up front.
B. give investors with relatively small amounts of cash to invest access to large-denomination securities.
C. always yield the highest returns.
D. both A and B of the above.
[单选题] The Fed can influence the federal funds interest rate by adjusting the level of reserves available to banks. The Fed can
A. lower the federal funds interest rate by adding reserves.
B. raise the federal funds interest rate by removing reserves.
C. remove reserves by selling securities.
D. do all of the above.
E. do only A and B of the above.
[单选题] Mutual funds offer investors all of the following except
A. greater-than-average returns.
B. diversified portfolios.
C. lower transaction costs.
D. professional investment management.
[简答题] Nearly half the funds for mortgage lending comes from mortgage pools and trusts.
