更多"[单选题] Markets in which funds are tr"的相关试题:
[简答题] A financial intermediary borrows funds from people who have saved.
[单选题] Which of the following provides funds to companies not yet ready to sell securities to the public?
A. Investment banks
B. Securities brokers and dealers
C. Venture capital firms
D. None of the above
[单选题] Which of the following markets is sometimes organized as an over-the-counter market?
A. The stock market
B. The bond market
C. The foreign exchange market
D. The federal funds market
E. all of the above
[单选题] Equity funds can be placed in which class according to the Investment Company Institute?
A. Capital appreciation funds
B. World funds
C. Total return funds
D. All of the above
[单选题] Which of the following are secondary markets?
A. The New York Stock Exchange
B. The U.S. government bond market
C. The over-the-counter stock market
D. The options markets
E. All of the above
[单选题] Exchange traded funds (ETFs. have which of the following features?
A. They are listed and traded as individual stocks on a stock exchange.
B. They are indexed rather than actively managed.
C. Their value is based on the underlying net asset value of the stocks held in the index basket.
D. All of the above.
[单选题] Which of the following are primary markets?
A. The New York Stock Exchange
B. The U.S. government bond market
C. The over-the-counter stock market
D. The options markets
E. None of the above
[单选题] Federal funds
A. are short-term funds transferred between financial institutions, usually for a period of one day.
B. actually have nothing to do with the federal government.
C. provide banks with an immediate infusion of reserves.
D. are all of the above.
E. are only A and B of the above.
[单选题] Mutual funds
A. pool the resources of many small investors by selling these investors shares and using the proceeds to buy securities.
B. allow small investors to obtain the benefits of lower transaction costs in purchasing securities.
C. provide small investors a diversified portfolio that reduces risk.
D. do all of the above.
E. do only A and B of the above.
[单选题] Federal funds are
A. usually overnight investments.
B. borrowed by banks that have a deficit of reserves.
C. lent by banks that have an excess of reserves.
D. all of the above.
E. only A and B of the above.
[单选题] Hedge funds are
A. low risk because they are market-neutral.
B. low risk if they buy Treasury bonds.
C. low risk because they hedge their investments.
D. high risk because they are market-neutral.
E. high risk, even though they may be market-neutral.
[单选题] Capital appreciation funds select stocks of ________ and tend to be ________ risky than total return funds.
A. large, established companies that pay dividends regularly; more
B. large, established companies that pay dividends regularly; less
C. companies expected to grow rapidly; more
D. companies expected to grow rapidly; less
[单选题] Financial markets and institutions
A. involve the movement of huge quantities of money.
B. affect the profits of businesses.
C. affect the types of goods and services produced in an economy.
D. do all of the above.
E. do only A and B of the above.
[单选题] Conflicts arise in the mutual funds industry because ________ cannot effectively monitor ________.
A. investment advisers; directors
B. directors; shareholders
C. shareholders; investment advisers
D. investment advisers; stocks that will outperform the overall market
[简答题] Money market mutual funds originated when the brokerage firm Merrill Lynch offered its customers an account from which funds could be taken to purchase securities and into which funds could be deposited when securities were sold.
[简答题] Hedge funds have a minimum investment requirement of between $100,000 and $20 million, with the typical minimum investment being $1 million.
[单选题] When investors switch between funds within the same fund family, mutual funds may charge
A. a contingent deferred sales charge.
B. a redemption fee.
C. an exchange fee.
D. 12b-1 fees.
E. an account maintenance fee.
[简答题] Mutual funds are regulated under four federal laws designed to protect investors.
[单选题] The Fed can influence the federal funds interest rate by adjusting the level of reserves available to banks. The Fed can
A. lower the federal funds interest rate by adding reserves.
B. raise the federal funds interest rate by removing reserves.
C. remove reserves by selling securities.
D. do all of the above.
E. do only A and B of the above.