更多"Karen Wilson, CFA, supervises eight"的相关试题:
[单项选择]Kate Wilson, CFA, is a portfolio manager for wealthy individuals in a large international investment company. Which of Wilson's following statements is among the recommended procedures in compliance with the Standards of Professional Conduct relating to performance presentation()
A. When the company presents its performance, it should use uniform format for both retail and institutional clients.
B. When the company presents its historical performance, terminated accounts should be excluded.
C. Rather than a single representative account, the company presents performance of the weighted composite of portfolios with similar investment strategy, objective, or mandate.
[单项选择]A. Karen is very forgetful. B. He knows Karen better now.
C. Karen is sure to pass the interview. D. Something is wrong with Karen’s ears.
[单项选择]Wilson: Hello, this is Wilson. Can I speak to Peter, please Johnson: ______
A. Yes, speaking.
B. Who is Wilson
C. Wrong number.
D. Thank you for calling.
[单项选择]
What is Dr.Wilson
A. Teacher.
B. Manager.
C. Surgeon.
D. Advisor.
[填空题]Eight times eight (make) ______ sixty-four.
[单项选择]Jean: Hello, Wilson, this is Jean. Listen, Wilson... Ted: ______
A. Just a minute, let me get a pencil.
B. I beg your pardon. Who is it, please
C. Speaking.
D. Good morning. Greenwood Car Rental.
[单项选择]
M: Hello! Is this eight six eight double zero seven five
W: Yes. Who is speaking
What is the telephone number ()
A. 3380075
B. 8380075
C. 3880075
D. 8680075
[单项选择]Neil Barton, CFA, and Nancy Roberts, CFA, began a joint research report on Stamp Corporation. Nancy spent several days visiting Stamp’s corporate headquarters and meeting with all company officers. Prior to the completion of the report, Nancy was reassigned to another project. Nell utilized his and Nancy’s research to write the report. According to the CFA Institute Standards of practice Handbook, did Nell violate any CFA Institute Standards of Professional Conduct()
A. No.
B. Yes, with respect to misrepresentation.
C. Yes, with respect to independence and objectivity.
[单项选择]
How did Mrs. Wilson respond
A. She was annoyed.
B. She was apologetic.
C. She was understanding.
D. She was careless.
[单项选择]
W: Yes, name please
M: Mr. Wilson.
W: Wilson... 9 o’ clock
M: Yes, I’m very sorry I’m late but I had to take my son to school.
W: Well, take a seat over there. Dr. Steiner will see you when he can.
M: Thank you very much.
The two speakers are( ).
A. in a clinic
B. in an office
C. in a school