题目详情
当前位置:首页 > 职业培训考试
题目详情:
发布时间:2024-01-07 05:17:02

[单项选择]Karen Wilson, CFA, supervises eight junior analysts at Spartan Financial Services. Karen suspects that one of the analysts is violating Spartan’s personal investing policy. According to the Standards of Practice Handbook, Karen’s most appropriate initial action is to.()
A. Initiate an investigation.
B. Notify her supervisor of the analyst’s suspected misconduct.
C. Require the analyst to liquidate and close all personal accounts.

更多"Karen Wilson, CFA, supervises eight"的相关试题:

[单项选择]Kate Wilson, CFA, is a portfolio manager for wealthy individuals in a large international investment company. Which of Wilson's following statements is among the recommended procedures in compliance with the Standards of Professional Conduct relating to performance presentation()
A. When the company presents its performance, it should use uniform format for both retail and institutional clients.
B. When the company presents its historical performance, terminated accounts should be excluded.
C. Rather than a single representative account, the company presents performance of the weighted composite of portfolios with similar investment strategy, objective, or mandate.
[填空题]Karen Barber
[单项选择]A. Karen is very forgetful. B. He knows Karen better now.
C. Karen is sure to pass the interview. D. Something is wrong with Karen’s ears.
[单项选择]Wilson: Hello, this is Wilson. Can I speak to Peter, please Johnson: ______
A. Yes, speaking.
B. Who is Wilson
C. Wrong number.
D. Thank you for calling.
[单项选择]
What is Dr.Wilson
A. Teacher.
B. Manager.
C. Surgeon.
D. Advisor.
[名词解释]牙列的Wilson曲线
[填空题]Eight times eight (make) ______ sixty-four.


[单项选择]Jean: Hello, Wilson, this is Jean. Listen, Wilson... Ted: ______
A. Just a minute, let me get a pencil.
B. I beg your pardon. Who is it, please
C. Speaking.
D. Good morning. Greenwood Car Rental.
[单项选择]

M: Hello! Is this eight six eight double zero seven five
W: Yes. Who is speaking

What is the telephone number ()
A. 3380075 
B. 8380075 
C. 3880075 
D. 8680075
[单项选择]Neil Barton, CFA, and Nancy Roberts, CFA, began a joint research report on Stamp Corporation. Nancy spent several days visiting Stamp’s corporate headquarters and meeting with all company officers. Prior to the completion of the report, Nancy was reassigned to another project. Nell utilized his and Nancy’s research to write the report. According to the CFA Institute Standards of practice Handbook, did Nell violate any CFA Institute Standards of Professional Conduct()
A. No.
B. Yes, with respect to misrepresentation.
C. Yes, with respect to independence and objectivity.
[单项选择]
How did Mrs. Wilson respond
A. She was annoyed.
B. She was apologetic.
C. She was understanding.
D. She was careless.
[单项选择]

W: Yes, name please
M: Mr. Wilson.
W: Wilson... 9 o’ clock
M: Yes, I’m very sorry I’m late but I had to take my son to school.
W: Well, take a seat over there. Dr. Steiner will see you when he can.
M: Thank you very much.

The two speakers are( ).
A. in a clinic
B. in an office
C. in a school

我来回答:

购买搜题卡查看答案
[会员特权] 开通VIP, 查看 全部题目答案
[会员特权] 享免全部广告特权
推荐91天
¥36.8
¥80元
31天
¥20.8
¥40元
365天
¥88.8
¥188元
请选择支付方式
  • 微信支付
  • 支付宝支付
点击支付即表示同意并接受了《购买须知》
立即支付 系统将自动为您注册账号
请使用微信扫码支付

订单号:

请不要关闭本页面,支付完成后请点击【支付完成】按钮
恭喜您,购买搜题卡成功
重要提示:请拍照或截图保存账号密码!
我要搜题网官网:https://www.woyaosouti.com
我已记住账号密码